Enter the Slavs
The definition of a Slav is someone speaking a Slavic language.
Slavs today number nearly 270 million. Yet the Slavs were even more obscure
than the Germani before Christian Slavic
states emerged. There is no mention of Slavs in any surviving source before the
6th century AD. The first written Slavic language is Old Church Slavonic, which
appears from 865 AD.1J.P. Mallory and D.Q. Adams,
The Oxford Introduction to Proto-Indo-European and the
Proto-Indo-European World (2006), pp. 25-6. This
obscurity has fuelled fierce controversy over the early Slavs. There is a
strong political element to this. Slavic countries have vied for the status of
Slavic homeland.2F. Curta, From Kossina to Bromley;
ethnogenesis in Slavic archaeology, in A. Gillett (ed.), On Barbarian
Identity: Critical approaches to ethnicity in the early Middle Ages
(2002), pp.201-18; F. Curta, Pots, Slavs and imagined communities: Slavic
archaeologies and the history of the Early Slavs, European Journal of
Archaeology, vol. 4, no. 3 (2001), pp. 367-384. To
please them all, one would have to imagine a far larger homeland than linguists
would accept. One would also have to ignore the evidence from Classical sources
that present-day Slavic Europe was almost entirely non-Slavic in the Roman
period. The logical deduction is that the Slavs expanded in the early Middle
Ages from a comparatively small heartland on the fringe of the world known to
the Romans. For the motives behind the great migrations of this period see The Great Wandering.
Early Slavs
Only when they began to raid across the Danube into the Byzantine Empire did they achieve notoriety. Procopius recorded the attacks of Antae and Sclaveni, starting some time before 531 AD, when Justinian appointed a General of Thrace to ward them off. The Slavic ethonym that appears in Old Church Slavonic is Slověne, recognisably related to Sclaveni, and Procopius tells us that the Antae spoke the same language.3Procopius, History of the Wars, VII. 14. 1-2, 22-30, VIII.40.5. His contemporary Jordanes explains where these tribes lived. The Antae dwelt in the curve of the Black Sea, between the Dniester and Dnieper. The abode of the Sclaveni extended from the city of Noviodunum (modern Isaccea, Romania) to the Dniester, and northward as far as the Vistula.4Jordanes, The Origin and Deeds of the Goths, V.33. So Slavs had taken over territory earlier dominated by the Goths, until the latter were ejected by the Huns. The collapse of the Hunnic Empire after 454 AD left a power vacuum on the western steppe which some groups of Slavs exploited. It seems that the main draw was the wealth of Byzantium. From the steppe one could trade across the Black Sea. The more warlike served as soldiers in Roman employ, or raided across the border into the Balkans.5P. Heather, Empires and Barbarians (2009), p. 439.

Archaeologists have discovered
an archaeological assemblage dotted across what is now Wallachia and southern
Moldavia, and dating to the post-Hunnic period. It is much simpler than earlier
cultures there. The pottery is hand-made rather than wheel-thrown. Settlements
are small clusters of huts partly sunk into the ground, with a hearth (later an
oven) in one corner. Imported luxuries are almost non-existent.6P. Heather, Empires and Barbarians: Migration,
development and the birth of Europe (2009), pp. 388-89, 92-3; P.
Šalkovský,Slavic habitat in the Early Middle Ages, in Matuš
Kucera (ed.), Slovaks in the Central Danubian Region in the 6th to 11th
Century (Bratislava 2000), pp. 107-131. This matches
the description Procopius gives of the hard life of the Antae and
Sclaveni, giving no heed to bodily comforts, living in what seemed
pitiful hovels
from a Byzantine perspective. Maurice's Strategikon
describes them as independent, populous and hardy, absolutely refusing to be
enslaved or governed.7Procopius, History of
the Wars, VII. 14. 22-30; Maurice's Strategikon: handbook of
Byzantine military strategy, trans. G.T. Dennis (1984), p.
120. This hardy, self-reliant culture could survive on the
margins of the farming world. The river basins in the forest-steppe zone were
as far north-east as arable agriculture was feasible in Europe. The early Slavs
kept cattle as well as cultivating cereals.8M.
Parczewski, Slavs and the early Slav culture, in P. Bogucki and P.J. Crabtree
(eds.), Ancient Europe 8000 BC–AD 1000: Encyclopaedia of the
Barbarian World, vol. 2 (2004), pp. 414-6. Their diet
was clearly healthy, for Procopius mentions that they were exceptionally
tall and stalwart men
. They struck him as neither very blonde, nor entirely
dark in colouring.9Procopius, History of the
Wars, VII. 14. 22-30.
The Slavic homeland
This simple 5th-7th-century culture has also been found in other regions - Poland, Ukraine, Bohemia, Slovakia and Moravia. As is often the way when archaeologists of different countries and languages publish separately, it has acquired a range of names including Prague, Korchak and Penkovka. For the sake of simplicity, I will use Korchak. This is the name of the type-site in Ukraine, near Zhitomir, west of Kiev. The search for the Slavic homeland has focused on Polesia for linguistic reasons. Proto-Slavic had its own name for the hornbeam, whilst the words for beech, larch and yew are all Germanic loans. The hornbeam predominates in the marshy zone around the Pripet River in southern Belarus and northern Ukraine.10P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 389-96.
In this area Baltic and
Slavic river-names overlap. The most archaic Slavic hydronyms encircle an area
between the Middle Dnieper, Bug and Dniester Rivers.11H. Andersen, Reconstructing Prehistorical Dialects:
initial vowels in Slavic and Baltic (1996), pp. 49-50.
A Slavic homeland there could maintain a dialect continuum with Baltic on the
north and Iranian on the steppe, explaining the influences of these emerging
language families on the development of Proto-Slavic. As East Germanic spread
southwards to the Black Sea in the 2nd and 3rd centuries AD (see Goths and Vandals), it skirted the proposed Proto-Slavic
homeland, explaining the borrowings from Gothic into Proto-Slavic.12H. Andersen, Slavic and the Indo-European migrations, in
H. Andersen (ed.), Language Contacts in Prehistory: Studies in
stratigraphy (2003), pp. 45-76.
Jordanes tells us that the Sclaveni had swamps and forests for their
cities.13Jordanes, The Origin and Deeds of the
Goths, V.35. This should not be taken too literally.
The culture was not urbanised. The meaning is that Slavic settlements were
protected by the terrain. Maurice's Strategikon, a Byzantine guide to warfare,
describes the Slavs living among nearly impenetrable forests, rivers, lakes,
and marshes, and explains how they made use of the cover in ambushes. They were
particularly adept at hiding under water, breathing through hollow
reeds.14Maurice's Strategikon: handbook of
Byzantine military strategy, trans. G.T. Dennis (1984), pp.
120-121. The Pripet Marshes would be ideal for such tactics,
as well as yielding fish, wildfowl and reeds for roofing, but there is no
reason to suppose that the early Slavs spent all their time in marshland. The
earliest datable Korchak material comes from Podolia, the west-central and
south-west portions of present-day Ukraine.15P.Heather, Empires and Barbarians: Migration,
development and the birth of Europe (2009), p. 396. For
a predecessor we can look to the similar Kiev Culture of the Upper Dnieper
Basin.16M. Parczewski, Slavs and the early Slav
culture, in P. Bogucki and P.J. Crabtree (eds.), Ancient Europe 8000
BC–AD 1000: Encyclopaedia of the Barbarian World, vol. 2 (2004),
pp. 414-6. Herodotus, writing in 440 BC, describes Scythian
cultivators
in that area.17Herodotus, The
Histories, book IV, 17-18, 52-54. The term "Scythian"
here should not be taken as a precise and accurate ethnic designation. The
early Slavs lived on the very edge of the world known to the Ancient Greeks.
While Herodotus could see the Scythians in close-up, thanks to Greek colonies
along the north coast of the Black Sea, he had a much sketchier idea of the
peoples north of them. Greek communication with the Early Slavs could well have
been via Iranian-speakers living closer to the Greek colonists. This
corresponds to the picture from Iron Age archaeological finds of farmers beside
the Upper Dnieper in contact with Scythian nomads.18J. P. Mallory and D.Q. Adams, Encyclopedia of
Indo-European Culture (1997), pp. 104, 657-8. Looking
for a yet earlier cultural ancestor we reach the Middle Dnieper Culture of the Bronze
Age.
The confusion of names
Procopius tells us that the Sclaveni and the Antae actually
had a single name in the remote past; for they were both called Spori in
olden times.
19Procopius, History of the Wars,
VII. 14. 22-30. That name is not mentioned in earlier sources.
So it is better known, though a source of much confusion, that Jordanes
declared that the Sclaveni and the Antae were sprung from the
Wenedarum (Veneti). Jordanes places the Veneti in a great
expanse of land, starting near the source of the Vistula.20Jordanes, The Origin and Deeds of the Goths,
V.34. Three peoples of the Roman period had the name Veneti. They were
widely separated geographically and there is no known connection between the
Veneti mentioned here and those of Brittany and North-eastern
Italy. Tacitus (writing 98 AD) locates the Veneti among
the peoples on the eastern fringe of Germania, beyond whom was the stuff
of fables, terra incognita to the Romans. The settled Veneti
lived in the woods between the Peucini (Germanic-speakers north of
Dacia) and the Fenni (Finno-Ugric hunter-gatherers of Finland and the
eastern Baltic).21Tacitus, Germania,
46.
Just as earlier Greeks tended to see the whole of Eastern Europe as Scythia,
so Ptolemy (c. 150 AD) saw it as Sarmatia. His own maps do not survive, but
maps to his coordinates were drawn in the Middle Ages. The one here follows his
instructions for European Sarmatia
. Ptolemy tells us that the Greater
Venedae lived along the entire Venedicus bay. He names tribes
south of the Venedae both along the eastern bank of the Vistula and
further east.22Ptolemy, Geography,
III.5. So it seems that his Venedicus bay
was the Bay
of Danzig, still inhabited by Baltic-speakers in the Middle Ages. Pliny also
places the Sarmatae Veneti along the Baltic coast,23Pliny, The Natural
History,IV.97. as does the Late Roman Tabula
Peutingeriana. So the Veneti of Ptolemy and Pliny seem to be the
Western Balts. They could scarcely be Slavs, since Proto-Slavic lacks maritime
terminology and had no word for amber, the chief Baltic export in Roman
times.24A.M. Schenker, The Dawn of Slavic: An
introduction to Slavic Philology (1995), 1.4. Yet the
use of the term "Greater" by Ptolemy hints that another tribe was once seen as
the "Lesser Venedae". The Slavs - a closely related people inhabiting a
smaller territory - would fit the bill. That would explain why the Tabula
Peutingeriana, separately from the Sarmatae Veneti (Balts),
mentions the Venedi on the northern bank of the Danube, somewhat
upstream of its mouth, where some Slavs had arrived by c. 500 AD.
The Germanic term Winden or Wenden (Wends) was applied to neighbouring Slavic-speakers by Fredegar in his 7th-century chronicle, and this usage long continued.25J.M. Wallace-Hadrill (trans.), The Fourth Book of the Chronicle of Fredegar with its continuations (1960), p. 57; P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), p. 397. Yet Henry of Livonia in his Latin chronicle of c. 1200 described the clearly non-Slavic tribe of the Vindi (Winden) which lived in Courland and Livonia (in what is now Latvia). Their name lives on in the river Windau (Latvian Venta), with the town of Windau (Latvian Ventspils) at its mouth, and in Wenden, the old name of the town of Cēsis in Livonia.26A.M. Schenker, The Dawn of Slavic: An introduction to Slavic Philology (1995), 1.4. So both Balts and Slavs could be termed Wends.
The Slavic expansion
If the Slavs, obscure
and landlocked, were regarded in Roman times as the country cousins of the
Balts, the positions of greater and lesser were about to be reversed. The Slavs
leaped from obscurity in spectacular fashion. During two centuries they spread
over areas previously populated by Baltic, Germanic and Illyrian speakers. No
doubt they absorbed many local people, but where language change spread with them, it is
testimony to mass movement. From a single Slavic language spoken around 500 AD
spring over a dozen languages spoken today over a huge part of eastern Europe.
These fall into three branches: East, West and South Slavic.27V. Blažek, On the internal classification of
Indo-European languages: survey, Linguistica online (November
2005), fig. 12.3.
Their earliest expansion was southwards to the Danube and Black Sea, to judge by the dating of the Korchak material. However a position on the steppe made these migrants vulnerable to the next wave of nomads from the east - the Avars. The rise of the Avars in the latter part of the 6th century drove Slavic groups over the Danube into Byzantine territory, just as the Huns had pushed the Goths across the Danube centuries earlier. This time the remains of the Roman Empire, weakened by predatory powers on other fronts, could not defend the frontier. The way to the Balkans lay open to the Slavs. While their invasions of Greece did not permanently change its linguistic landscape, further north Slavs had settled across most of the Balkans by the mid 7th century.28P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 399-405. The depopulation of Illyria by the Justinian Plague in 542 helps to explain the comparative ease with which Slavs came to overwhelm Illyrians. In 547/8 the Slavs raided Illyria and took strongholds which were empty of defenders. After 582 the Slavs began to settle where they had previously plundered: Moesia, Thrace and Illyria, forcing the previous population to flee or be assimilated.29A.Soltysiak, The plague pandemic and Slavic expansion in the 6th-8th centuries,Archaeologia Polonia, vol. 44 (2006), pp. 339-364.
Before the Serbs appear as a Slavic people of the Balkans, the Serbi were a tribe of steppe-dwellers between the Sea of Azov and the Volga.30Pliny, The Natural History, book 6, chapter 7; Ptolemy, Geography, book 5, chapter 8, section 13. They were presumably Iranian-speaking Alans. It is not impossible that some took refuge with the Slavs as the Huns swept across the steppe. If so, little sign of them beyond their name survived into the Slavic migration period.
Improvements in recent
years in dating Korchak-type finds enable us to track Slavic progress around
the north of the Carpathians into Central Europe, starting around 500 AD and
reaching Bohemia around 550. Previous power struggles had tugged the Lombards
south from Bohemia into the Middle Danube region, easing Slavic takeover of
Moravia and Bohemia.31P. Heather, Empires and
Barbarians (2009), pp. 442-3. A century later Slavs
reached the Elbe-Saale region. Here the migrants were safe from the Avars, but
deep into Germanic territory and came under Frankish hegemony. There was a
flash of Slavic resistance. Dervan is mentioned in the Chronicle of
Fredegar as the ruler of the Surbii (Serbs or Sorbs) from the
nation of the Sclavi (Slavs), who briefly threw off Frankish domination
in 632/3 to join forces with fellow Slavs in Moravia and Bohemia.32J.M. Wallace-Hadrill (trans.), The Fourth Book of
the Chronicle of Fredegar with its continuations (1960), p.
57. The Sorbs remain a Slavic-speaking minority in parts of
Germany: Lusatia (on the border with Poland) and the Hannoversches Wendland (in
a bend of the Elbe in Lower Saxony). Genetically and linguistically the Sorbs
are part of the West Slavic group.33K.R Veeramah et
al., Genetic variation in the Sorbs of eastern Germany in the context of
broader European genetic diversity, European Journal of Human
Genetics, advance online publication 11 May 2011; Arnd Gross et al.,
Population-genetic comparison of the Sorbian isolate population in Germany with
the German KORA population using genome-wide SNP arrays, BMC
Genetics, vol. 12 (2011), no. 67.
Southern Poland has
similar sites to Korchak from about 500 AD, overlaying the abandoned Przeworsk
and Wielbark Cultures, which have been linked to the Vandals and Goths. The area had become progressively
depopulated in the previous two centuries. Within what is now Poland only
Pomerania in the north remained well-populated. The losses elsewhere can be
explained by the invasion of the Huns and movement south of the Goths and
Vandals. That settlement void was filled by the Slavs. Here too the pioneering
migrants had escaped the Avars, it seems, since there is little sign of the
latter on Polish soil.34A. Buko, The
Archaeology of Early Medieval Poland: Discoveries - hypotheses -
interpretations (2008), pp. 61-2, 86; P. M. Barford, The Early
Slavs; Culture and Society in Early Medieval Eastern Europe
(2001).
A culture with both similarities and differences to Korchak - Sukow-Dziedzice - appears in the region around the Oder, and reached the Elbe c. 700 AD. This too appears Slavic, for a Bavarian geographer in the 9th century recorded Slavic names for the peoples between the Elbe and Oder. There has been a tendency to see Sukow-Dziedzice as the product of a separate group of Slavs, yet Sebastian Brather argues that it simply evolved from the earlier culture of Southern Poland. From about 950 AD a tribal society was welded by the Piast dynasty into the medieval state of Poland, which took its name from the Polans tribe. 35P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 406-414; S. Brather, The beginnings of Slavic settlement east of the river Elbe, Antiquity, vol. 78, no. 300 (June, 2004), pp. 314–329; A. Buko, Unknown revolution: archaeology and the beginnings of the Polish state, in F. Curta (ed.), East Central & Eastern Europe in the Early Middle Ages (2005), pp. 162-178.
The Korchak Culture also spread eastwards over more of Ukraine. Successor cultures spread northwards into what is now Russia. Slavic movement east and north of the Dnieper took them into a forest zone thinly populated by Balts. It is difficult nowadays to visualise just how thinly people were spread beyond the terrain suitable for agriculture. It would not require huge numbers of Slavic speakers to enter the region to tip the balance in favour of the East Slavic tongue. What was the attraction of these wild forests? The magnet might have been the fur and slave trades of Kievan Rus. By about 900 AD Slavs were occupying a vast area of Eastern Europe, according to the Russian Primary Chronicle. 36P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 8, 414-8, 445.
Slavic genetic markers
The Y-DNA haplogroups R1a1a1g [M458] and I2a1b1
[L69.2/S163.2] (formerly I2a2a) shadow the modern distribution of Slavic
languages so closely that we must suspect that both are Slavic signatures. Yet
the discoverers of M458 failed to even discuss the possibility, since they used
the evolutionary effective
mutation rate, which generally over-estimates
ages.37P.A.Underhill et al., Separating the
post-Glacial coancestry of European and Asian Y chromosomes within haplogroup
R1a, European Journal of Human Genetics, vol.18, no. 4. (April
2010), pp. 479-84. By contrast Marcin Woźniak and
colleagues went in search of a Slavic marker. Working with haplotypes, they
found a pattern among Western Slavs which turned out to correspond to M458.
They point out that the pedigree mutation rate is more consistent with the
archaeological record.38M. Woźniak et al.,
Similarities and distinctions in Y Chromosome gene pool of Western Slavs,
American Journal of Physical Anthropology, vol. 142, no. 4 (2010),
pp. 540-548. For M458 to be found so widely across the region
settled by the Slavs, it must have occurred in the Slavic homeland well before
the Migration Period. It would need time to spread among the people developing
Proto-Slavic. The heaviest density of M458 falls around the Oder, with another
peak around the upper Vistula. That could represent a serial founder effect.
Migrants intending to settle often travel in family or clan groups. A group
including a number of men carrying R1a1a1g could have settled first in the
upper Vistula area. Then half a century later, some of their descendants could
have moved west to the Oder, in the migration that created the Sukow-Dziedzice
Culture. The sub-clade R1a1a1g2 [L260] appears to have been carried within the
group settling in present-day Poland. It has been dated to around 700 BC by Ken
Nordtvedt. It is a close match to the haplotype previously discovered by Peter
Gwozdz and labelled P for Polish, since it is almost exclusive to those of
Polish descent.39P. S. Gwozdz et al, Letter to JoGG
re: Y-STR Mountains in Haplospace, Part II: Application to Common Polish
Clades, Journal of Genetic Genealogy, vol. 6, no. 1, (Fall 2010),
p. 1; P. Gwozdz, Y-STR Mountains in Haplospace, Part II: Application to Common
Polish Clades, Journal of Genetic Genealogy (Fall 2009), pp.
159-185. The sheer numbers of M458 men moving into what is now Poland seems to have preserved a high level level of variance, conveying a deceptive impression of great age there.

R1a1a1g is rarer in the Balkans,
peaking at 12.2% on the Croatian Krk Island, with 9% in Split (Croatia), 8.8%
in Macedonia, 8.6 in Bosnia and lower frequencies elsewhere.40P.A.Underhill et al., Separating the post-Glacial
coancestry of European and Asian Y chromosomes within haplogroup R1a,
European Journal of Human Genetics, vol.18, no. 4. (April 2010),
pp. 479-84, supplement. However I2a1b1
(formerly I2a2a) peaks in Bosnia and Herzegovina.41M. Peričić et al., High-Resolution
Phylogenetic Analysis of Southeastern Europe Traces Major Episodes of Paternal
Gene Flow Among Slavic Populations, Molecular Biology and
Evolution, vol. 22, no. 10 (October 2005), pp. 1964-1975, table
1. The most recent common ancestor of I2a1b1 men has been
dated to c. 500 BC by Ken Nordtvedt. Although spread over most Slavic countries
to some degree, this haplogroup looks particularly connected to the Slavic
expansion southwards and then across the Danube. There is a striking
correlation with the distribution of the Serbian language.
South Slavic languages replaced
all the Illyrian ones spoken in antiquity, with one exception. Albanian
survives, and probably descends from Illyrian.42J.P.
Mallory and D. Q. Adams (eds.), Encyclopedia of Indo-European
Culture (1997), pp. 8-11.
There is a lower level of I2a1b1 today in Greece and Albania, which retain their pre-Slavic languages, than in present-day majority Slavic-speaking nations. The level of I2a1b1 was probably lower still in Albania in the medieval period. The Arbereshe are an Albanian-speaking ethno-linguistic minority who settled in Calabria (southern Italy) about five centuries ago. Using Arbereshe surnames to identify a sample of present-day Italians with ancestors among medieval Albanians, Alessio Boattini and colleagues established that the Y-DNA of this group has more in common with the people of the southern Balkans than with Italians. Yet the group had a lower frequency of haplogroups I2a and J2 than the present-day southern Balkans, suggesting a marked increase in the frequency of haplogroups I2a and J2 in the latter region over the last five centuries.43A. Boattini et al., Linking Italy and the Balkans: A Y-chromosome perspective from the Arbereshe of Calabria, Annals of Human Biology, vol. 38, no. 1 (January 2011), pp. 59-68.
The appearance of I2a1b1 in Turkey is of interest. Some Antae and Sclaveni served as auxiliaries in the Byzantine army in the 6th century, so a few may have elected to settle in Byzantium. More importantly some 30,000 Slavs were transferred to Asia Minor by Byzantine Emperor Justinian II in the late 680s, after his offensive in Macedonia that temporarily restored imperial control.44P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 403, 439. In the Middle Ages the Byzantine Empire fell to the Ottoman Turks, who gradually acquired control of much of the Balkans. This was another period of probable movement of I2a1b1 into Turkey. Slavery was a key part of life in the Ottoman Empire. Christian boys from conquered countries were taken away from their families, converted to Islam and enlisted into a special branch of the Ottoman army - the Janissaries - until their abolition in 1826.45P. Kinross, The Ottoman Centuries: The Rise and Fall of the Turkish Empire (1977), pp. 48–52, 456–457.
Not all men of Slavic descent will carry R1a1a1g or I2a1b1. About half of those Sorbs, Poles, Russians and Ukrainians who have been tested have Y-DNA within the R1a1a haplogroup. Not all of that is R1a1a1g. R1a1a* also appears in the Balkans, for example at about 30% in Slovenia and Croatia. Also, since the Slavs absorbed local populations as they spread, it is no surprise to find among Western Slavs some of the haplogroups mentioned as Germanic, in Southern Slavs the J and E that probably arrived with early farmers, and in Russia the N1c associated with Finno-Ugric tribes.46O. Balanovsky, Two sources of the Russian patrilineal heritage in their Eurasian context, The American Journal of Human Genetics, vol. 82 (January 2008), pp. 236–250. Note that this paper uses older names for haplogroups: I1b is now I2a2a, N3 is now N1c.
Slavic speakers carry a wide range of mtDNA haplogroups typical of Western
Eurasians. Almost half carry H, as is usual in Europe, with J at around 10% and
U5a the next most common, at around 6%. The subclade H1a is both densest and
most diverse in Eastern Europe, while H1b leans somewhat towards Eastern Europe
in its distribution. H1b averages about 4% among Europeans today. Slightly
higher figures have been published for some Eastern European countries, such as
Estonia (5.26%), Latvia (6.7%) and Eastern Slavs. H1 may have arrived in Europe
with the first farmers, since its highest diversity is found today in the Near
East. 47E.-L. Loogväli, U. Roostalu et al,
Disuniting Uniformity: A Pied Cladistic Canvas of mtDNA Haplogroup H in
Eurasia, Molecular Biology and Evolution, vol. 21 no. 11 (July
2004), pp. 2012–2021; B. A. Malyarchuk, Mitochondrial DNA Variability in
the Czech Population, with Application to the Ethnic History of Slavs,
Human Biology, vol. 78, no. 6 (December 2006), pp. 681-695; O.
García et al, Using mitochondrialDNA to test the hypothesis of a European
post-glacial human recolonization fromthe Franco-Cantabrian refuge,
Heredity , vol. 106 (2011), pp.37-45 and supplementary table
11. U5a by contrast is ancient in Europe. It has been found in
the DNA of hunter-gatherers in Germany, Poland, Russia and Sweden.48B. Bramanti, et al, Genetic Discontinuity Between Local
Hunter-Gatherers and Central Europe’s First Farmers,
Science, vol. 326. no. 5949 (October 2009), pp. 137-140; H.
Malmstrom et al, Ancient DNA Reveals Lack of Continuity between Neolithic
Hunter-Gatherers and Contemporary Scandinavians, Current Biology,
vol. 19 (Nov 2009), pp. 1–5. Since the distribution of
U5a is weighted towards Eastern Europe, it may have evolved in an Ice Age
refuge in the Balkans or elsewhere in south-eastern Europe.49B. Malyarchuk et al., The Peopling of Europe from the
mitochondrial haplogroup U5 perspective, PLoS ONE, vol. 5, no.4
(2010): e10285.
Notes
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- J.P. Mallory and D.Q. Adams, The Oxford Introduction to Proto-Indo-European and the Proto-Indo-European World (2006), pp. 25-6.
- F. Curta, From Kossina to Bromley; ethnogenesis in Slavic archaeology, in A. Gillett (ed.), On Barbarian Identity: Critical approaches to ethnicity in the early Middle Ages (2002), pp. 201-18; F. Curta, Pots, Slavs and imagined communities: Slavic archaeologies and the history of the Early Slavs, European Journal of Archaeology, vol. 4, no. 3 (2001), pp. 367-384.
- Procopius, History of the Wars, VII. 14. 1-2, 22-30, VIII.40.5.
- Jordanes, The Origin and Deeds of the Goths, V.33.
- P. Heather, Empires and Barbarians (2009), p. 439.
- P. Heather, Empires and Barbarians: Migration, development and the birth of Europe (2009), pp. 388-89, 92-3; P. Šalkovský, Slavic habitat in the Early Middle Ages, in Matuš Kucera (ed.), Slovaks in the Central Danubian Region in the 6th to 11th Century (Bratislava 2000), pp. 107-131.
- Procopius, History of the Wars, VII. 14. 22-30; Maurice's Strategikon: handbook of Byzantine military strategy, trans. G.T. Dennis (1984), p. 120.
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